Innovation ad Diffusion of Nanotechnology: A Portrait of the Carbon Nanotube Intellectual Property Landscape

Continued downstream innovation (new technology based on prior art) and diffusion of nanotechnology is becoming increasingly difficult due to shortcomings within the structure of intellectual property (IP) regulation. Nanotechnology innovators are being restricted by an increased volume of patent applications, the issuance of broad and overarching patents, and a lack of resources allocated for comprehensive review of nanotechnology patents. By isolating the carbon nanotube (CNT) industry in the United States and examining public records of CNT related intellectual property using both qualitative and quantitative methods, we will identify key players in the United States’ CNT industry and patterns in the distribution of CNT related intellectual property. Viewed through the lens of the Triple Helix model of knowledge-based innovation, this research hopes to highlight some of the complex and dynamic interconnections between universities, the carbon nanotube industry and the government. This research will contribute to a larger group project which will create a graphical representation of the interconnection between firms and value in the global market (also known as a global value chain) with regard to carbon nanotubes. This research will provide industry, government and academic contributors with vital information about patterns, trends and key contributors of IP in the carbon nanotube industry.